Controller and Chief Compliance Officer - Leading Asset Management Firm

Reports To
Chief Financial/Chief Administrative Officer

Location
New York City/Greenwich, Connecticut

Scope and Responsibility

Assist in the administration of the Firm and affiliated entities including compliance with regulations and rules: capital contributions, custodial functions, distributions to investors, payments of fees, Tax returns, and other financial matters. Assume responsibility for certain areas over time.

Responsible for preparing quarterly and annual GAAP financial statements for the Firm and affiliated entities.

Responsible for preparing the draft reports to Investors and coordinating annual audits.

Assure the compliance of the changing securities regulations of various state and federal regulators.

Work with legal to monitor ownership documents for investments.

Work with Investment Operations to prepare and monitor the financial reporting of investments.

Assume over time the responsibility for maintaining contacts with Bankers, Accountants, Tax Advisors and Auditors.

Background Required

CPA with a minimum 10 years of accounting experience in a private equity, asset management, public accounting or other investment firm

Experience in accounting and administration of Investment Management Firms preferred, but not required

Experience in a public accounting firm preparing financial statements or tax returns of Limited Partnership, LLC and Corporate regulations (including understanding of tax issues) preferred but not required

Good working knowledge of Excel and other presentation applications

Detail oriented, autonomous and a self-starter

Apply online for consideration.